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Fight against market abuse

Statut actuel
Non-inscrit
Tarif
Fermé
Commencer
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Welcome to this training
Introduction
1. The legal framework 3 Chapitres | 1 Quiz
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1.1 EU Market Abuse Regulation
1.2. Law of 23 December 2016 on market abuse
1.3. Applicable CSSF circulars
1.4. Quiz
2. Obligations under the Market Abuse Law and Regulations 5 Chapitres | 1 Quiz
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2.1. Transactions carried out by persons discharging managerial responsibilities
2.2. Deferring the publication of insider information
2.3. Insider lists
2.4. Suspicious transaction and order reports (STORs)
2.5 Buyback programs and stabilisation operations
2.6. Quiz
3. The main types of abuse 5 Chapitres | 1 Quiz
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3.1. Misinformation
3.2. Front-running
3.3. Misleading activity on a security
3.4. Abuse of dominant position
3.5. Closing price manipulation
3.6. Quiz
4. Abuse detection 1 Quiz
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4.1. Quiz
5. Practical cases, sanctions and judgments 2 Chapitres | 1 Quiz
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5.1. Administrative and criminal sanctions
5.2. Judgements
5.3. Case study
6. End of the training
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